Issuer Perspective of SEC Enforcement

CPE Credits: 
1.5
Session Time: 
Tuesday, May 23, 2017 - 2:00pm to 3:15pm
Room: 
601-605
Speakers: 
Moderator
Director - Division of Bond Finance
State of Florida
Speaker
Partner
Morgan Lewis LLC
Speaker
Partner
Hawkins Delafield & Wood LLP
Field of Study: 
Finance
Description: 

The Securities and Exchange Commission (SEC) officially ended the Municipalities Continuing Disclosure Cooperation (MCDC) enforcement efforts of issuers who self-reported instances of non-compliance in early 2017, and have turned their focus on municipal issuers who did not self-report. This session will focus on the recent history of SEC enforcement actions, next steps, and GFOA best practices  on debt issuance strategies that comply with federal securities rules in the context of the evolving MCDC initiative.

Agenda: 
Slides: 
Calendar Appointment: