The Securities and Exchange Commission (SEC) officially ended the Municipalities Continuing Disclosure Cooperation (MCDC) enforcement efforts of issuers who self-reported instances of non-compliance in early 2017, and have turned their focus on municipal issuers who did not self-report. This session will focus on the recent history of SEC enforcement actions, next steps, and GFOA best practices on debt issuance strategies that comply with federal securities rules in the context of the evolving MCDC initiative.
Issuer Perspective of SEC Enforcement
Tuesday, May 23, 2017 - 2:00pm to 3:15pm
Field of Study: