Disclosure Policies and Procedures

CPE Credits: 
2
Session Time: 
Tuesday, May 23, 2017 - 10:20am to 12:00pm
Room: 
Four Seasons ballroom 4
Speakers: 
Moderator/Speaker
Co-Founder & CEO
BondLink
Speaker
Partner
Nixon Peabody
Speaker
Chief Business Officer
Santa Clara County Office of Education
Field of Study: 
Finance
Description: 

Bonds issued by state and local governments are generally subject to ongoing monitoring and reporting with respect to federal disclosure requirements, as well as compliance with federal tax requirements. For example, issuers of municipal bonds need to comply with the requirements of SEC Rule 15c2-12 with respect to continuing disclosure. This session will highlight jurisdictions that have applied GFOA’s best practices on continuing disclosure to create policies that enhance compliance. Come join the discussion to understand what it takes to monitor the post-issuance compliance process for your jurisdiction.

Agenda: 
Slides: 
Calendar Appointment: