An Introduction to Broker-Dealers for State and Local Governments
Government investors depend on broker-dealers for a number of services. How has technology transformed the broker- dealer industry and the services that broker-dealers offer? How has industry regulation evolved? What does this mean for conducting due diligence on broker-dealers and how the industry is monitored?
Learn answers to these questions and more in An Introduction to Broker-Dealers for State and Local Governments (second edition).
This book aims to assist government investors in understanding, navigating, and managing their relationships with securities broker-dealers in today’s marketplace.