What to Expect from SEC Rule 15c2-12 Amendments

CPE Credits: 
2
Session Time: 
Monday, May 20, 2019 - 10:30am to 12:10pm
Room: 
403 B
Field of Study: 
Specialized Knowledge & Applications
Level: 
Intermediate
Prerequisite: 
Experience with the municipal bond market and continuing disclosure requirements
Description: 

The Securities and Exchange Commission (SEC) recently approved amendments to Rule 15c2-12 that will affect the entire municipal bond market. While the SEC Rules do not directly require issuers of municipal securities to adhere to disclosure requirements, issuers have a responsibility to abide by their continuing disclosure agreements (CDA). Language related to disclosing bank loans and capital leases is required in CDAs beginning February 2019. This session will discuss how the issuer community has responded to the amendments and what finance officers can expect moving forward.

Speakers: 
Moderator
Debt Manager
Metropolitan Washington Airport Authority
Speaker
Partner
Bracewell LLP
Speaker
Senior Counsel to the Director
Securities and Exchange Commission
Speaker
Capital Finance Director
State of Wisconsin
Speaker
Deputy General Counsel
Stifel Financial Corp.
Agenda: 
Slides: